This sample memo includes a review of policies, procedures and internal controls currently in place regarding the processing and review of journal entries as well as the closing process...

This tool outlines the steps for the review of policies, procedures and internal controls within a company’s compliance regulation management function.

This sample internal audit report includes a status update to be presented to the audit committee.

This flowchart defines the steps used for the income tax, sales tax, use tax, insurance renewal, insurance maintenance and contract processes.

Document reviewers' comments and responses and address financial reporting assertions with our Control Design Effectiveness Review Checklist.

This memo captures details for SOX IT testing, including objectives, project scope, transaction types, key risks, coordination with specialists, and IT audit decisions.

This sample audit report reviews the out-of-contract life claims settlement process at a company.

The purpose of this report is to document internal audit’s quarterly assessment of compliance policies and procedures and the validation of the operational effectiveness of key activiti...

This report provides findings from the data privacy maturity assessment at any given company.

This sample audit report provides a review of an enterprise project management office (EPMO) to determine if practices, management principles and processes are aligned with industry lea...

This sample audit report reviews the effectiveness of the financial processes at an organization and identifies ways to improve efficiency.

This tool helps to assist management in analyzing the effectiveness of the internal control structure over financial reporting as it relates to information systems (IS).