This audit work program focuses on the conflict of interest between a trust company and its affiliates.

This audit work program reviews company procedures focused on creating, posting and retaining journal entries between operating locations.

The objective of this work program is to assess documented policies and procedures, including business requirements documentation, to determine if the provisions of the Electronic Signa...

The audit objective of this review is to analyze and evaluate the current hospital credentialing process and identify the key controls governing the process.

The purpose of this audit work program is to understand and evaluate the freight management process.

The purpose of this work program—focused on access to programs and data—is to outline the IT general controls to be tested, review the results of management’s testing, and document the ...

This document outlines risks and controls common to the payroll and benefits process in a risk control matrix (RCM) format.

The purpose of this audit program is to review an organization’s system backup procedures.

The objective of this audit program is to review the controls related to a company’s investment procedures.

The objective of this audit program is to ensure that Sarbanes-Oxley (SOX) Section 404 processes are documented to communicate a clear understanding of the business activity, including ...

This audit work program reviews the policies governing the asset and liability management process.

This healthcare audit program is intended to assist in determining whether internal controls in the health insurance claims review process are in place and working effectively.