This memo documents a company's high-level testing strategy for Sarbanes-Oxley compliance.

This document outlines risks and controls common to the “define IT strategy and organization” process in a risk control matrix (RCM) format.

This memo documents an organization’s approach to Sarbanes-Oxley Section 404 compliance and concluding results from the annual assessment.

This audit program focuses on testing human resources system controls during the pre-implementation phase.

This memo defines the process a company uses to update testing of internal controls for Sarbanes-Oxley compliance purposes near or at the year end.

Good business leaders are aware that the world is changing–dramatically. This questionnaire is for executive management, boards of directors and their audit committees to help ensure th...

This document outlines risks and controls common to the short-term investments and borrowing process.

This memo outlines a project to document a company’s finance and accounting processes, as well as to identify the system support and interactions for these key processes.

This document outlines risks and controls common to the diversify workforce process.

The objective of this audit program is to perform a high-level review of charity care program practices to validate compliance with hospital policy.

This document outlines risks and controls common to the consolidation process in a risk control matrix (RCM) format.

The purpose of this audit work program is to review a company’s method of tracking and recording in-warranty repairs, out-of-warranty repairs, and sales credits under the warranty and s...