The following 207 tools are listed based on publish date.
Checklists & Questionnaires
Payroll Process Controls Questionnaire
This sample questionnaire helps with evaluating the controls in an organization’s payroll process.
Subscriber Content
Mon, Mar 27, 2017
Checklists & Questionnaires
Inventory Management – Internal Control Evaluation Questionn…
This questionnaire evaluates internal controls for the inventory management processes focusing on analytical procedures.
Subscriber Content
Mon, Mar 20, 2017
Checklists & Questionnaires
Audit Committee Risk Assessment Survey Questionnaire
This questionnaire solicits input during an integrated audit risk assessment to direct the current year's audit plan.
Subscriber Content
Mon, Mar 20, 2017
Checklists & Questionnaires
Audit Planning and Scoping Checklist
This audit planning checklist helps plan the nature, timing and extent of work on an individual audit assignment where the design effectiveness and/or operational effectiveness of any b...
Subscriber Content
Mon, Mar 13, 2017
Checklists & Questionnaires
Internal Controls Structure Questionnaire
The purpose of this questionnaire is to help in the assessment of a company’s general controls and internal controls by business process.
Subscriber Content
Mon, Mar 6, 2017
Checklists & Questionnaires
Internal Controls Checklist
This sample internal controls checklist provides a list of items to consider when assessing internal controls for common business processes.
Subscriber Content
Mon, Feb 27, 2017
Checklists & Questionnaires
Risk Oversight and Risk Management Questionnaire
The purpose of this risk management questionnaire is to help boards and management think about how they can develop a deeper knowledge of the risk oversight and risk management processe...
Subscriber Content
Mon, Dec 5, 2016
Checklists & Questionnaires
Internal Audit Strategic Focus Questionnaire
This questionnaire explores internal audit’s strategic contributions and what management and boards should expect from audit going forward.
Subscriber Content
Mon, Sep 12, 2016
Checklists & Questionnaires
Enterprise Risk Management Questionnaire
This risk assessment questionnaire can be used when analyzing an organization’s ERM strategy.
Subscriber Content
Mon, Sep 5, 2016
Checklists & Questionnaires
Risk Culture Assessment Questionnaire
This tool focuses on topics that can help shape and support an effective risk culture.
Subscriber Content
Mon, Jul 11, 2016
Checklists & Questionnaires
Setting the Audit Committee Agenda Questionnaire
Good business leaders are aware that the world is changing–dramatically. This questionnaire is for executive management, boards of directors and their audit committees to help ensure th...
Subscriber Content
Mon, Feb 15, 2016
Checklists & Questionnaires
Internal Audit Personnel Interview Questionnaire
This tool provides questions to consider when soliciting feedback during interviews with internal audit personnel.
Subscriber Content
Mon, Jun 24, 2013