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Checklists & Questionnaires

Verify that audit steps are being accurately performed and that they actively support the audit process by downloading and utilizing KnowledgeLeader's sample audit checklists and questionnaires. These templates provide structure and continuity for a variety of audits and business processes.

The following 207 tools are listed based on publish date.
Checklists & Questionnaires

General Threat Questionnaire

This sample checklist can be used for risk assessment to identify failure scenarios and the likelihood and severity of different risk areas.
Subscriber Content
Mon, Nov 19, 2018
Checklists & Questionnaires

IT Application Management Self-Assessment Questionnaire

This high-level self assessment questionnaire can be used by an auditee prior to a review of IT application management.
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Mon, Nov 5, 2018
Checklists & Questionnaires

IT Asset Management Self-Assessment Questionnaire

This tool includes questions to consider when reviewing an organization’s IT management process.
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Mon, Oct 29, 2018
Checklists & Questionnaires

IT Implementation Review Scoping Checklist

This checklist assists with the scoping of an application controls review and/or implementation review that covers both pre- and post-implementation procedures.
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Mon, Oct 15, 2018
Checklists & Questionnaires

Working Capital Management Questionnaire

There are three fundamental building blocks of effective cash management: working capital optimization, cash flow forecasting and liquidity management. This document is designed to help...
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Mon, Oct 8, 2018
Checklists & Questionnaires

Privacy and Data Protection Questionnaire

This tool provides questions to consider when evaluating risks related to privacy/data protection and accumulated privacy standards.
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Mon, Oct 8, 2018
Checklists & Questionnaires

Banking Controls: Management Control Structure Evaluation Q…

This guide is designed to assist management in analyzing the effectiveness of a company's management control structure MCS over financial reporting.
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Mon, Oct 1, 2018
Checklists & Questionnaires

IT Application Control Deficiency Decision Process Questionn…

This sample helps to determine the severity of any deficiencies cited during the control testing process.
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Mon, Oct 1, 2018
Checklists & Questionnaires

IT Infrastructure Control Deficiency Decision Questionnaire

This sample questionnaire helps to determine the severity of any deficiencies cited during the control testing process.
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Mon, Sep 24, 2018
Checklists & Questionnaires

Internal Security Questionnaire

This tool provides questions for audit committees to consider when assessing internal security risks.
Subscriber Content
Mon, Sep 17, 2018
Checklists & Questionnaires

Control Design Effectiveness Review Checklist

Document reviewers' comments and responses and address financial reporting assertions with our Control Design Effectiveness Review Checklist.
Subscriber Content
Mon, Aug 20, 2018
Checklists & Questionnaires

Bank Controls: Information Systems Evaluation Tool

This tool helps to assist management in analyzing the effectiveness of the internal control structure over financial reporting as it relates to information systems (IS).
Subscriber Content
Mon, Jul 30, 2018