All Tools

Scroll down the page to browse all of our downloadable tools, or select a category below to narrow your view down to a specific tool type.

Checklists & Questionnaires

Verify that audit steps are being accurately performed and that they actively support the audit process by downloading and utilizing KnowledgeLeader's sample audit checklists and questionnaires. These templates provide structure and continuity for a variety of audits and business processes.

The following 207 tools are listed based on publish date.
Checklists & Questionnaires

Acquisition Closing Checklist

The purpose of this checklist is to document the activities performed as part of an organization's acquisitions/new business development process.
Subscriber Content
Mon, Feb 25, 2019
Checklists & Questionnaires

Process Control Questionnaire: Managing Patient Financial S…

This document demonstrates one way that an internal auditor can creatively use a simple questionnaire to gain an understanding of the controls around any business process.
Subscriber Content
Tue, Feb 19, 2019
Checklists & Questionnaires

Accounts Payable Activity Questionnaire

This questionnaire analyzes accounts payable activities by assessing the activities conducted over a three-day period.
Subscriber Content
Mon, Feb 18, 2019
Checklists & Questionnaires

Month-End Walk-Through Questionnaire

This tool provides questions to consider when reviewing an organization's month-end close process and determining whether appropriate controls are working properly.
Subscriber Content
Mon, Feb 11, 2019
Checklists & Questionnaires

Sarbanes-Oxley Sustainable Compliance Questionnaire

This questionnaire addresses how organizations can make Sarbanes-Oxley compliance sustainable while improving business processes that impact financial reporting.
Subscriber Content
Mon, Jan 21, 2019
Checklists & Questionnaires

Medical Clinic Operational Processes Questionnaire

This sample questionnaire can be used when performing an audit of a medical clinic’s operational processes.
Subscriber Content
Mon, Jan 7, 2019
Checklists & Questionnaires

Financial Reporting Risk Profile Questionnaire

This questionnaire focuses on topics board members and management should consider when discussing financial reporting risk profile (FRRP).
Subscriber Content
Mon, Jan 7, 2019
Checklists & Questionnaires

Medical Records, Coding and Billing Processes Compliance Que…

This tool provides questions to consider when performing audits of an organization's medical records, coding and billing compliance processes.
Subscriber Content
Mon, Dec 17, 2018
Checklists & Questionnaires

Detailed Medical Record Review Questionnaire

This tool provides questions organizations can use when performing a health care audit.
Subscriber Content
Mon, Dec 10, 2018
Checklists & Questionnaires

Control Self-Assessment Questionnaire: Financial Reporting a…

This sample helps a company determine whether its established controls for financial reporting and the general ledger are designed and operating properly to meet control objectives.
Subscriber Content
Mon, Dec 3, 2018
Checklists & Questionnaires

Information Technology (IT) General Controls Questionnaire

This tool provides questions to consider when assessing a company’s information technology (IT) controls.
Subscriber Content
Mon, Dec 3, 2018
Checklists & Questionnaires

IT Operations Management Self-Assessment Questionnaire

This tool is a high-level self-assessment questionnaire for use by an auditee prior to reviewing an organization’s information technology (IT) operations management.
Subscriber Content
Mon, Nov 19, 2018