The following 210 tools are listed based on Content Data.
Checklists & Questionnaires
IT Infrastructure Control Deficiency Decision Questionnaire
This sample questionnaire helps to determine the severity of any deficiencies cited during the control testing process.
Subscriber Content
Mon, Sep 24, 2018
Checklists & Questionnaires
Internal Security Questionnaire
This tool provides questions for audit committees to consider when assessing internal security risks.
Subscriber Content
Mon, Sep 17, 2018
Checklists & Questionnaires
Control Design Effectiveness Review Checklist
Document reviewers' comments and responses and address financial reporting assertions with our Control Design Effectiveness Review Checklist.
Subscriber Content
Mon, Aug 20, 2018
Checklists & Questionnaires
Bank Controls: Information Systems Evaluation Tool
This tool helps to assist management in analyzing the effectiveness of the internal control structure over financial reporting as it relates to information systems (IS).
Subscriber Content
Mon, Jul 30, 2018
Checklists & Questionnaires
Healthcare Provider Baseline Controls Assessment Questionnai…
This tool provides questions to consider for assessing and improving the controls in different business processes.
Subscriber Content
Mon, Jul 16, 2018
Checklists & Questionnaires
Hazard Assessment Checklist and Corrective Action Report
This tool provides questions to consider while conducting periodic hazard assessments.
Subscriber Content
Mon, Jul 16, 2018
Checklists & Questionnaires
Information Technology (IT) Infrastructure Questionnaire
Use the questions included in this IT audit checklist to better understand your organization's information technology infrastructure.
Subscriber Content
Mon, Jun 25, 2018
Checklists & Questionnaires
System Privileges for Terminated Employees Checklist
This sample provides action steps to consider for protecting an organization’s critical systems and data and secure systems in the event of a terminated employee compromising access con...
Subscriber Content
Mon, Jun 18, 2018
Checklists & Questionnaires
Record Retention Questionnaire
This tool helps to assure that records are retained in compliance with any regulatory record retention requirements and with company policy.
Subscriber Content
Mon, Jun 11, 2018
Checklists & Questionnaires
Sarbanes-Oxley Section 404 Documentation Readiness Checklist
This tool includes checklist to evaluate the adequacy of Section 404 process documentation prior to submitting to the external auditor for review and prior to developing a test plan.
Subscriber Content
Mon, Jun 11, 2018
Checklists & Questionnaires
Internal Audit Department: Quality Assurance Review External…
This tool includes questions to consider while conducting interviews with the external auditors to solicit their views and feedback on a company's Internal Audit function.
Subscriber Content
Mon, Jun 4, 2018
Checklists & Questionnaires
Test Documentation Validation Checklist
This tool lists information/documentation that must be checked for completeness and accuracy upon receipt of testing material for each business cycle.
Subscriber Content
Mon, Jun 4, 2018