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Checklists & Questionnaires

Verify that audit steps are being accurately performed and that they actively support the audit process by downloading and utilizing KnowledgeLeader's sample audit checklists and questionnaires. These templates provide structure and continuity for a variety of audits and business processes.

The following 210 tools are listed based on Content Data.
Checklists & Questionnaires

Medical Records, Coding and Billing Processes Compliance Que…

This tool provides questions to consider when performing audits of an organization's medical records, coding and billing compliance processes.
Subscriber Content
Mon, Dec 17, 2018
Checklists & Questionnaires

Detailed Medical Record Review Questionnaire

This tool provides questions organizations can use when performing a health care audit.
Subscriber Content
Mon, Dec 10, 2018
Checklists & Questionnaires

Control Self-Assessment Questionnaire: Financial Reporting a…

This sample helps a company determine whether its established controls for financial reporting and the general ledger are designed and operating properly to meet control objectives.
Subscriber Content
Mon, Dec 3, 2018
Checklists & Questionnaires

IT Operations Management Self-Assessment Questionnaire

This tool is a high-level self-assessment questionnaire for use by an auditee prior to reviewing an organization’s information technology (IT) operations management.
Subscriber Content
Mon, Nov 19, 2018
Checklists & Questionnaires

General Threat Questionnaire

This sample checklist can be used for risk assessment to identify failure scenarios and the likelihood and severity of different risk areas.
Subscriber Content
Mon, Nov 19, 2018
Checklists & Questionnaires

IT Application Management Self-Assessment Questionnaire

This high-level self assessment questionnaire can be used by an auditee prior to a review of IT application management.
Subscriber Content
Mon, Nov 5, 2018
Checklists & Questionnaires

IT Asset Management Self-Assessment Questionnaire

This tool includes questions to consider when reviewing an organization’s IT management process.
Subscriber Content
Mon, Oct 29, 2018
Checklists & Questionnaires

IT Implementation Review Scoping Checklist

This checklist assists with the scoping of an application controls review and/or implementation review that covers both pre- and post-implementation procedures.
Subscriber Content
Mon, Oct 15, 2018
Checklists & Questionnaires

Privacy and Data Protection Questionnaire

This tool provides questions to consider when evaluating risks related to privacy/data protection and accumulated privacy standards.
Subscriber Content
Mon, Oct 8, 2018
Checklists & Questionnaires

Working Capital Management Questionnaire

There are three fundamental building blocks of effective cash management: working capital optimization, cash flow forecasting and liquidity management. This document is designed to help...
Subscriber Content
Mon, Oct 8, 2018
Checklists & Questionnaires

Banking Controls: Management Control Structure Evaluation Q…

This guide is designed to assist management in analyzing the effectiveness of a company's management control structure MCS over financial reporting.
Subscriber Content
Mon, Oct 1, 2018
Checklists & Questionnaires

IT Application Control Deficiency Decision Process Questionn…

This sample helps to determine the severity of any deficiencies cited during the control testing process.
Subscriber Content
Mon, Oct 1, 2018