All Tools

Scroll down the page to browse all of our downloadable tools, or select a category below to narrow your view down to a specific tool type.

Memos

Audit memos are powerful tools for documenting an organization's audit plan during the initial phases of the audit process. Use KnowledgeLeader's customizable audit memo samples to communicate audit approach and scope as well as enhance audit efficiency.

The following 49 tools are listed based on Content Data.
Memos

Data Breach Notification Memo

This memo's purpose is to notify an individual regarding the possibility of a personal information breach and explain the steps taken by a company to protect against identity theft or a...
Subscriber Content
Mon, May 2, 2016
Memos

Mobile Device Procurement Memo

This memo outlines an internal audit review of an organization's mobile device procurement process.
Subscriber Content
Mon, Apr 25, 2016
Memos

Sarbanes-Oxley Spreadsheet Controls Memo

This is a sample email sent by the process owner to finance staff regarding the documentation of controls over spreadsheets as part of Section 404 SOX compliance.
Subscriber Content
Mon, Apr 18, 2016
Memos

Accounts Receivable Collections Confirmation Memo

This memo can be sent to guarantors in order to confirm collection accounts.
Subscriber Content
Mon, Apr 11, 2016
Memos

Entity-Level Controls Memo

This memo outlines a process for reviewing entity-level controls.
Subscriber Content
Mon, Apr 4, 2016
Memos

Management Response to Internal Audit Reports Memo

This memo outlines specifics to consider when drafting management responses to audit observations.
Subscriber Content
Mon, Mar 28, 2016
Memos

Process-Level Documentation Requirements Memo

This memo describes the documentation requirements for each in-scope process related to Sarbanes-Oxley Section 404 compliance.
Subscriber Content
Mon, Mar 21, 2016
Memos

Financial Elements and Business Process Prioritization Memo

This memo summarizes the customized models used to prioritize financial statement elements (FSE) and processes for Sarbanes-Oxley (SOX) Section 404 compliance. The prioritization of the...
Subscriber Content
Mon, Mar 14, 2016
Memos

Sarbanes-Oxley Testing Strategy Memo

This memo documents a company's high-level testing strategy for Sarbanes-Oxley compliance.
Subscriber Content
Mon, Mar 7, 2016
Memos

Sarbanes-Oxley Section 404 Project Conclusion Memo

This memo documents an organization’s approach to Sarbanes-Oxley Section 404 compliance and concluding results from the annual assessment.
Subscriber Content
Mon, Feb 29, 2016
Memos

SOX Year-End Update Testing Memo

This memo defines the process a company uses to update testing of internal controls for Sarbanes-Oxley compliance purposes near or at the year end.
Subscriber Content
Mon, Feb 22, 2016
Memos

Merger and Integration Memo

This memo outlines a project to document a company’s finance and accounting processes, as well as to identify the system support and interactions for these key processes.
Subscriber Content
Mon, Jan 18, 2016