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Guides

KnowledgeLeader's guides can be used as development tools for managing risk, conducting internal audits and leading an internal audit department. They provide innovative auditing techniques, processes and procedures, audit plans, training, and more.

The following 113 tools are listed based on Content Data.
Guides

Segregation of Duties and Logical Access Guide

This guide can be used by auditors looking to better understand segregation of duties (SOD) processes and best practices.
Subscriber Content
Mon, Sep 18, 2023
Guides

Enterprise Risk Management Summary Approach Guide

This tool contains three guides that focus on the infrastructure, foundational concepts and implementation of the enterprise risk management (ERM) function.
Subscriber Content
Mon, Sep 11, 2023
Guides

Sarbanes-Oxley Self-Assessment and Self-Testing Guide

This guide provides instructions to companies performing a self-assessment and self-testing for Sarbanes-Oxley compliance. Topics include mapping global risks, reporting results, and ma...
Subscriber Content
Mon, Sep 11, 2023
Guides

Hotel Site Audit Training Material Guide

This guide illustrates how to conduct a hotel site audit.
Subscriber Content
Mon, Sep 4, 2023
Guides

Human Resources Risk Management Guide

This guide discusses the best-practice elements and processes related to identifying and managing human resources risk.
Subscriber Content
Mon, Sep 4, 2023
Guides

Internal Audit’s Role in Mergers and Acquisitions Guide

We’ve designed this guide to help internal auditors understand their role in the mergers and acquisitions process.
Subscriber Content
Mon, Aug 28, 2023
Guides

Business Impact Analysis Facilitation Guide

In this tool, we’ve compiled a guide that outlines a particular methodology for conducting a business impact analysis.
Subscriber Content
Mon, Aug 21, 2023
Guides

Sarbanes-Oxley Walkthrough Guidance for General IT Controls

Audit with ease and confirm your understanding of financial reporting with our comprehensive Sarbanes-Oxley control walkthrough for general IT controls.
Subscriber Content
Mon, Aug 21, 2023
Guides

Sarbanes-Oxley Program Implementation Guide

This guide provides procedures, checklists and summaries that can be used to implement changes within an organization’s Sarbanes-Oxley program.
Subscriber Content
Mon, Aug 14, 2023
Guides

Risk Culture Guide

This guide provides auditors with a comprehensive breakdown of the enterprise risk management (ERM) process and risk culture, including definitions, best practices, considerations, obje...
Subscriber Content
Mon, Aug 14, 2023
Guides

Data Analytics and Mining Guide

This tool contains two guides that can be used by auditors to understand and review an organization’s data analytics and mining methodologies.
Subscriber Content
Mon, Aug 14, 2023
Guides

Strategic Forecasting Guide

This guide discusses market drivers of forecasting, annual budgeting vs. rolling forecasts, integrated business planning, scenario analysis and the impact of strategic forecasting.
Subscriber Content
Mon, Aug 7, 2023