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Guides

KnowledgeLeader's guides can be used as development tools for managing risk, conducting internal audits and leading an internal audit department. They provide innovative auditing techniques, processes and procedures, audit plans, training, and more.

The following 113 tools are listed based on Content Data.
Guides

Improving Controls Through Integrated Business Planning Guid…

This guide offers insights on integrated business planning, which aims to integrate the financial and operational business perspectives on a single plane, leading to superior and integr...
Subscriber Content
Mon, Nov 6, 2023
Guides

Process Documentation Narrative and Flow Chart Guide

Document the understanding of a process, related controls, and key roles and responsibilities with process narratives and flow charts.
Subscriber Content
Mon, Nov 6, 2023
Guides

Enterprise Risk Assessment Methodology for Internal Audit Pl…

This guide presents a detailed approach to enterprise risk assessment methodology for internal audit plan development.
Subscriber Content
Mon, Oct 30, 2023
Guides

Facilitated Meetings Guide

This guide discusses ground rules, meeting purpose statements and techniques for building agreements. It also provides suggestions on identifying and dealing with difficult people.
Subscriber Content
Mon, Oct 30, 2023
Guides

Sarbanes-Oxley Section 404 Comparison Guide

This guide presents a side-by-side comparison of U.S. Sarbanes-Oxley (SOX) Section 404, C-SOX (Bill 198) in Canada, and J-SOX in Japan.
Subscriber Content
Mon, Oct 16, 2023
Guides

Internal Audit’s Role in Cybersecurity Guide

This document can be used as a guide for understanding internal audit’s role in an organization’s cybersecurity process.
Subscriber Content
Mon, Oct 16, 2023
Guides

Data Analytics and Audit Coverage Guide

This document includes two sample guides that can be used for understanding and leveraging an organization’s data analytics process.
Subscriber Content
Mon, Oct 9, 2023
Guides

Internal Controls Sustainability Training Guide

This sample guide focuses on building a sustainable internal control process.
Subscriber Content
Mon, Oct 2, 2023
Guides

Self-Assessment Survey Design Guide

In this tool, we’ve compiled a guide that can be used to prepare and design self-assessment surveys.
Subscriber Content
Mon, Oct 2, 2023
Guides

IT Asset Management Guide

This guide focuses on improvements organizations can make to effectively perform their IT asset management process.
Subscriber Content
Mon, Sep 25, 2023
Guides

Post-Merger Integration Activities Guide

We’ve designed this guide to help companies understand their key post-merger integration activities.
Subscriber Content
Mon, Sep 25, 2023
Guides

Internal Control Owner Training Guide

This guide provides an overview of the internal controls process, including objectives, implementation, timeline, owner responsibilities, evaluating the effectiveness of internal contro...
Subscriber Content
Mon, Sep 18, 2023