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Guides

KnowledgeLeader's guides can be used as development tools for managing risk, conducting internal audits and leading an internal audit department. They provide innovative auditing techniques, processes and procedures, audit plans, training, and more.

The following 113 tools are listed based on Content Data.
Guides

Project Management Office (PMO) Interim Status Reporting Gui…

Outline your organization’s interim status reporting procedures and define its reporting dates and tools with this guide.
Subscriber Content
Mon, Feb 26, 2024
Guides

Self-Assessment Sample Session Guide

This self-assessment session guide investigates possible process improvements for the foreign exchange (FX) process.
Subscriber Content
Mon, Feb 19, 2024
Guides

Interview Essentials Guide

This tool contains two guides management can use to understand the essential components of the interview process and to prepare to conduct an interview.
Subscriber Content
Mon, Feb 19, 2024
Guides

Work Program Guide

This tool contains two guides that outline sample work program fieldwork and administrative steps for a typical audit procedure.
Subscriber Content
Mon, Feb 12, 2024
Guides

Inventory Management Training Guide

This guide focuses on the inventory management process, including quick facts on inventory, policies and procedures for inventory valuation and cycle count, performance measures, a samp...
Subscriber Content
Mon, Feb 12, 2024
Guides

Control Testing Responsibility Guide

This guide outlines the Sarbanes-Oxley responsibility assignments and testing process for primary manual controls.
Subscriber Content
Mon, Feb 5, 2024
Guides

Sarbanes-Oxley Section 404: Guidance for Documenting Test Re…

This guide outlines steps to complete when documenting SOX Section 404 test results.
Subscriber Content
Mon, Jan 29, 2024
Guides

Sarbanes-Oxley Section 404 Committee Guide: Description and…

This guide provides a detailed overview of the Sarbanes-Oxley Section 404 compliance steering committee's composition, function and operating style. It also includes the interrelationsh...
Subscriber Content
Mon, Jan 22, 2024
Guides

Sarbanes-Oxley Compliance Committee Structure Guide

This guide discusses the duties, composition, structure and interrelationships of the disclosure committee that needs to be formed to facilitate SOX compliance.
Subscriber Content
Mon, Jan 22, 2024
Guides

SOX Training Guide: Remediation Efforts and Needs

We’ve designed this guide to help companies train SOX project teams on how to identify and communicate deficiencies noted during the testing process.
Subscriber Content
Mon, Jan 15, 2024
Guides

Common Fraud Scenarios Guide

This tool contains three guides that can be used by auditors to identify and mitigate common fraud schemes.
Subscriber Content
Mon, Jan 15, 2024
Guides

Candidate Evaluation Guide

Recruiters can use the guidance provided in this document to rate an applicant for an internal audit position.
Subscriber Content
Mon, Jan 8, 2024