All Publications

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The following 919 publications are listed based on Content Data.
Articles

Changes to Auditor Independence Regulations: US vs. UK

This article reviews the anticipated changes proposed by the SEC and revised standards implemented by the Financial Reporting Council related to auditor independence regulations.
Subscriber Content
Mon, Feb 24, 2020
Articles

OCC Flags Warning Signs of Operational, Credit and Interest…

This article takes a look at the current and emerging risks facing finance firms as of last year, based on the OCC recent Semiannual Risk Perspective.
Subscriber Content
Mon, Feb 24, 2020
Articles

Operational Resilience Supervision Moves into High Gear with…

This article describes the scope of finance firms’ compliance obligations with operational resilience and provides additional clarity on several key concepts essential to building opera...
Subscriber Content
Mon, Feb 24, 2020
Benchmarking Reports

Executive Perspectives on Top Risks in 2020: Energy and Util…

This report illustrates the top risks energy and utilities organizations should keep in mind throughout 2020, based on the results from Protiviti’s Executive Perspectives on Top Risks i...
Subscriber Content
Mon, Feb 17, 2020
Articles

Focused on Digital Transformation? Lead With People, Not Tec…

This article explains why humans continue to be an essential element of company advancement and identifies five key steps a firm can take to achieve human(e) digital transformation.
Subscriber Content
Mon, Feb 17, 2020
Articles

In Transformations, People Are at the Heart of Success

This article describes the four stages of change management and offers suggestions on how finance leaders can promote a culture that embraces transformation.
Subscriber Content
Mon, Feb 17, 2020
Performer Profiles

Mitsubishi UFJ Financial Group (MUFG): Global Audit Transfor…

In this profile, MUFG Executive Officer, Managing Director and Head of Internal Audit Katsunori Yokomaku highlights his team’s ability to uncover the company’s value through transformat...
Subscriber Content
Mon, Feb 10, 2020
Articles

FFIEC’s Updated BCM Booklet Highlights Operational Resilienc…

This article looks at the significant changes made to the FFIEC’s updated business continuity management booklet and provides insight on how financial institutions can build more resili...
Subscriber Content
Mon, Feb 10, 2020
Benchmarking Reports

Executive Perspectives on Top Risks in 2020: Technology, Med…

This report illustrates the top risks technology, media and telecommunications organizations should keep in mind throughout 2020, according to the results from Protiviti’s Executive Per...
Subscriber Content
Mon, Feb 10, 2020
Articles

Seventeen-Year Review of Audit Fee and Non-Audit Fee Trends

In this article, Audit Analytics summarizes some of the highlights from its annual audit fees report, which focuses on the fees paid and disclosed by accelerated and large accelerated f...
Subscriber Content
Mon, Feb 10, 2020
Articles

From Premise to Practice: Technology Is Providing Finance Le…

This article explores some of the advanced tools that finance leaders can use to balance increasing demands, recognizing that data analytics is rapidly evolving from an interesting gadg...
Subscriber Content
Mon, Feb 10, 2020
Articles

Dynamic Markets, Changing Regulations: Is Your Loan Portfoli…

This article reviews loan portfolio risk in today’s financial market and identifies four key areas where loan portfolio management (LPM) can play a greater role in enhancing an institut...
Subscriber Content
Mon, Feb 3, 2020