The following 95 items are listed by Content Data.
Policies & Procedures
Control Transition Policy
This policy establishes procedures to ensure the continued integrity of a company’s internal controls system.
Subscriber Content
Audit Programs
Service-Level Controls Audit Work Program
This tool contains two sample programs that provide best-practice steps organizations can use to audit and enhance their...
Subscriber Content
Policies & Procedures
Business Continuity Management Policy
This sample policy contains guidelines and procedures employees should follow when developing, maintaining and exercisin...
Subscriber Content
Guides
Internal Controls and Shareholder Value Guide
This sample provides an overview of internal controls and how they help with creating shareholder or stakeholder value.
Subscriber Content
Methodologies & Models
Legal Spend Management Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s legal spend management process a...
Subscriber Content
Checklists & Questionnaires
Accounts Receivable Internal Controls Questionnaire
The two sample questionnaires in this document can be used to perform a control self-assessment of the accounts receivab...
Subscriber Content
Risk & Control Matrices - RCMs
Manage Data Center Operations: Metadata Management RCM
This document outlines risks and controls common to metadata management in a risk control matrix (RCM) format.
Subscriber Content
Risk & Control Matrices - RCMs
Manage Data Center Operations: Reference and Master Data Management RCM
This document outlines risks and controls common to reference and master data management in a risk control matrix (RCM) ...
Subscriber Content
Risk & Control Matrices - RCMs
Manage Security and Privacy: Manage Security Configurations RCM
This document outlines risks and controls common to managing security configurations during the security and privacy man...
Subscriber Content
Checklists & Questionnaires
Sarbanes-Oxley Testing Documentation Questionnaire
This tool includes questions to consider when documenting Sarbanes-Oxley (SOX) testing procedures, results and recommend...
Subscriber Content
Checklists & Questionnaires
Root Cause Analysis Questionnaire
This questionnaire can be used by organizations as a starting point for sourcing the root causes of problems or risks.
Subscriber Content
Checklists & Questionnaires
Process-Level Analytics Questionnaire
This sample questionnaire explains the benefits of using analytics tools to monitor and enhance process-level monitoring...
Subscriber Content