The following 151 items are listed by Content Data.
Articles
Innovating AML Compliance: The Next Regulatory Imperative?
This article explains how regulatory expectations around innovation will continue to evolve and drive leading anti-money...
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Articles
The Federal Reserve Steps in to Help Small and Medium-Sized Businesses
This article outlines how the Federal Reserve assisted small and medium-sized businesses by making the paycheck protecti...
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Performer Profiles
TD Bank Group: Assigning a Human Face to Internal Audit Transformation
In this profile, TD Bank Group’s Vice President and Global Head of Audit Strategy and Transformation Michael Pagan outli...
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Articles
Insurers Targeted in UK Supervisory Authorities’ Latest Effort to Develop Formal Operational Resilience Regulations
This article provides some insight on what makes global insurers the latest regulatory effort to strengthen the operatio...
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Articles
Cybersecurity Trends in 2020: What to Expect and How to Prepare
This article outlines the scope of finance firms’ cybersecurity trends in 2020 and provides seven key actions organizati...
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Performer Profiles
Synchrony: Investing in a Data-Driven, Digital Future for Internal Audit
In this profile, Synchrony Executive Vice President and Chief Audit Executive of Internal Audit Mark Martinelli shares h...
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Performer Profiles
Capital One: Transforming Digitally and Operationally to Become an ‘‘Industry Beacon’’
In this profile, Capital One Chief Technology Auditor and Managing Vice President, Technology Audit, Innovations and Ana...
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Articles
LIBOR Transition: Preventing History From Repeating Itself
This article describes the financial markets’ preparedness to replace the London Interbank Offer Rate (LIBOR) and provid...
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Articles
OCC Flags Warning Signs of Operational, Credit and Interest Rate Risks
This article takes a look at the current and emerging risks facing finance firms as of last year, based on the OCC recen...
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Performer Profiles
Mitsubishi UFJ Financial Group (MUFG): Global Audit Transformation Unlocks Value
In this profile, MUFG Executive Officer, Managing Director and Head of Internal Audit Katsunori Yokomaku highlights his ...
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Articles
Dynamic Markets, Changing Regulations: Is Your Loan Portfolio Management Practice Moving in Step?
This article reviews loan portfolio risk in today’s financial market and identifies four key areas where loan portfolio ...
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Articles
At RegTech Conference, Protiviti and IRTA Sound an Urgent Call for KYC Optimization
This article shares some valuable ‘‘know your customer’’ (KYC) insights and recommendations based on both the results of...
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