The following 607 items are listed by Content Data.
Policies & Procedures
Sarbanes-Oxley Section 404 Management Testing Plan Policy
This sample policy helps to summarize management’s approach to plan, organize, execute, document and support its assessm...
Subscriber Content
Newsletters
Preparing the Organization for an Economic Downturn
In this issue of Board Perspectives, we discuss how to create a contingency plan that will (a) mitigate the financial im...
Subscriber Content
Newsletters
The Future Auditor’s Advancement of the Audit Committee Relationship
In this issue of The Bulletin, Protiviti offers 20 tips on how the future auditor advances the relationship with the aud...
Subscriber Content
Protiviti Booklets
Internal Auditing Around the World: Volume 13
In our latest edition of Internal Auditing Around the World, we focus on a challenge that places leaders in somewhat unf...
Subscriber Content
Newsletters
The Board’s Oversight of Supply Chain Risk
Every business, whether it handles financial contracts, natural resources, raw materials or components, is dependent upo...
Subscriber Content
Newsletters
10 Keys to Effective Board Oversight of M&A
Based on insights from NACD/Protiviti roundtables and experience serving clients in the M&A space, this issue of Boa...
Subscriber Content
Audit Reports
Internal Audit Leadership Transition Plan Report
This sample audit report outlines an event-based timeline, a proposed interim delivery team structure, and roles and cos...
Subscriber Content
Newsletters
Board Oversight of Cyber Risk
Boards of directors need to ensure that the organizations they serve are improving their cybersecurity capabilities cont...
Subscriber Content
Newsletters
Improving Your Company’s Risk Assessment Process
This issue of Board Perspectives summarizes 10 practices that will help management and directors maximize the value deri...
Subscriber Content
Newsletters
The Four C's in Overseeing Internal Audit
This issue of Board Perspectives discusses the four C's directors should consider when evaluating the sufficiency of any...
Subscriber Content
Checklists & Questionnaires
Audit Committee Annual Planning Schedule
This sample schedule provides an annual planner for audit committee activities and demonstrates how to schedule and trac...
Subscriber Content
Internal Audit CPE Courses
Introduction to the Internal Audit Profession (KLplus CPE Course)
This basic-level course explains the general purpose, role and skills required of an internal auditor.