The following 102 tools are listed based on publish date.
Guides
Self-Assessment Sample Session Guide
This self-assessment session guide investigates possible process improvements for the foreign exchange (FX) process.
Mon, Feb 19, 2024
Guides
Interview Essentials Guide
This tool contains two guides management can use to understand the essential components of the interview process and to prepare to conduct an interview.
Mon, Feb 19, 2024
Guides
Inventory Management Training Guide
This guide focuses on the inventory management process, including quick facts on inventory, policies and procedures for inventory valuation and cycle count, performance measures, a samp...
Mon, Feb 12, 2024
Guides
Work Program Guide
This tool contains two guides that outline sample work program fieldwork and administrative steps for a typical audit procedure.
Mon, Feb 12, 2024
Guides
Control Testing Responsibility Guide
This guide outlines the Sarbanes-Oxley responsibility assignments and testing process for primary manual controls.
Mon, Feb 5, 2024
Guides
Sarbanes-Oxley Section 404: Guidance for Documenting Test Re…
This guide outlines steps to complete when documenting SOX Section 404 test results.
Mon, Jan 29, 2024
Guides
Sarbanes-Oxley Section 404 Committee Guide: Description and…
This guide provides a detailed overview of the Sarbanes-Oxley Section 404 compliance steering committee's composition, function and operating style. It also includes the interrelationsh...
Mon, Jan 22, 2024
Guides
Sarbanes-Oxley Compliance Committee Structure Guide
This guide discusses the duties, composition, structure and interrelationships of the disclosure committee that needs to be formed to facilitate SOX compliance.
Mon, Jan 22, 2024
Guides
SOX Training Guide: Remediation Efforts and Needs
We’ve designed this guide to help companies train SOX project teams on how to identify and communicate deficiencies noted during the testing process.
Mon, Jan 15, 2024
Guides
Common Fraud Scenarios Guide
This tool contains three guides that can be used by auditors to identify and mitigate common fraud schemes.
Mon, Jan 15, 2024
Guides
Candidate Evaluation Guide
Recruiters can use the guidance provided in this document to rate an applicant for an internal audit position.
Mon, Jan 8, 2024
Guides
Financial Statement Risk Assessment Guide
This guide provides a detailed overview of key steps to the financial statement risk assessment process.
Mon, Jan 1, 2024