The following 102 tools are listed based on publish date.
Guides
Documenting Processes and Controls for Sarbanes-Oxley Guide
This guide is designed to help organizations establish consistent and thorough Sarbanes-Oxley documentation standards.
Mon, Apr 1, 2024
Guides
Sarbanes-Oxley Roles and Responsibilities Guide
This sample guide can be used to understand the roles and responsibilities of team members involved in Sarbanes-Oxley (SOX) compliance assessment.
Mon, Apr 1, 2024
Guides
Auditing IT Governance Guide
Use this comprehensive guide to focus on the optimal investment in, and the proper management of, critical IT resources.
Mon, Apr 1, 2024
Guides
Process and Activity-Level Controls Assessment Guide
This sample document can be used as a guide to assessing controls at the process or activity level.
Mon, Mar 18, 2024
Guides
Assessing the Effectiveness of a Process or Program Guide
This sample guide can be used for evaluating the design effectiveness of a process or program and developing a subsequent test plan for assessing its operating effectiveness.
Mon, Mar 18, 2024
Guides
Sarbanes-Oxley Auditor Walk-Through Guide
This sample document can be used as a guide to help prepare company personnel for the walkthrough process related to Sarbanes-Oxley Section 404 compliance.
Mon, Mar 11, 2024
Guides
Audit Test Type Guide
This document can be used as a guide for assessing the advantages and disadvantages of different audit test types in an organization.
Mon, Mar 11, 2024
Guides
Risk Management Decision Process Guide
Auditors can use the risk assessment results in this guide to better understand the risk management decision-making process.
Mon, Mar 11, 2024
Guides
Sarbanes-Oxley Section 404 Compliance Guide
Organizations can use this document as a guide for establishing their framework and standard policy for compliance with Section 404 of the Sarbanes-Oxley Act.
Mon, Mar 4, 2024
Guides
Audit Ratings Guide
This tool contains two sample guides that can be used for identifying opportunities to further enhance and improve areas such as internal controls, operations and accounting.
Mon, Mar 4, 2024
Guides
Project Management Office (PMO) Interim Status Reporting Gui…
Outline your organization’s interim status reporting procedures and define its reporting dates and tools with this guide.
Mon, Feb 26, 2024
Guides
Fraud Detection Guide
This tool includes three guides that provide standards and steps organizations can use for effective fraud detection.
Mon, Feb 26, 2024